2015年8月29日 星期六

upn-taipei n5ews-stock-08-29-18- TWSE Press Release Back to List Net Income/Loss Statistics for Securities Firms in Jul. 2015 Publish Date︰2015-08-27 10:23

 TWSE Press Release
Back to List
Net Income/Loss Statistics for Securities Firms in Jul. 2015
Publish Date︰2015-08-27 10:23
Net loss of overall securities firms in Jul. 2015 was NT$204 million. Among them, net loss of integrated securities firms was NT$219 million, net income of securities brokerage firms was NT$34 million, and net loss of FCM which engaged in securities business was NT$20 million. Statistics of net income/loss is shown in Table 1.

In Jul., 35 firms recorded net income. Among them, 20 were integrated securities firms, and 15 were securities brokerage firms. 43 firms suffered net loss. Among them, 25 were integrated securities firms, 17 were securities brokerage firms, and 1 was an FCM which engaged in securities business. The lists of top 5 securities firms with net income/loss are shown in Table 2.

Overall, 12 integrated securities firms and 9 securities brokerage firms have had net loss for three consecutive months. The lists of securities firms which have been in the loss for three consecutive months are shown in Table 3.

As of the end of Jul. 2015, there were 10 securities firms with stockholders' equity below paid-in capital. Among them, 4 were integrated securities firms, and 5 were securities brokerage firms, and 1 was an FCM which engaged in securities business. The lists of top 5 securities firms with stockholders equity below paid-in capital are shown in Table 4.

Table 1
Statistics of Net Income/Loss
(Million NT$)
Firm Type
Current Month
Previous Month
Overall securities firms
-204
501
Integrated securities firms
-219
386
Securities brokerage firms
34
124
FCM
-20
-9

Table 2
Top 5 Integrated Securities Firms on Net Income
(Million NT$)
Seq. No.
Firm No.
Name of Firm
Net Income
1
9800
Yuanta Securities Co., Ltd
613
2
9600
FUBON SECURITIES CO., LTD.
221
3
1650
UBS SECURITIES PTE.LTD., TAIPEI BRANCH
81
4
9200
KGI Securities Co. Ltd.
57
5
1360
Macquarie Capital Securities Limited, Taiwan Branch
47

Top 5 Integrated Securities Firms on Net Loss
(Million NT$)
Seq. No.
Firm No.
Name of Firm
Net Loss
1
8450
CONCORD SECURITIES CO.,LTD.
-214
2
5920
MASTERLINK SECURITIES CO., LTD.
-179
3
5850
PRESIDENT SECURITIES CORPORATION
-179
4
1260
HORIZON SECURITIES CO.,LTD.
-138
5
6480
GRAND FORTUNE SECURITIES CO., LTD.
-108

Top 5 Securities Brokerage Firms on Net Income
(Million NT$)
Seq. No.
Firm No.
Name of Firm
Net Income
1
1520
CREDIT SUISSE, TAIPEI BRANCH
114
2
5320
GOLDEN GATE SECURITIES CO., LTD
8
3
6450
YUNG CHUAN SECURITIES CO.,LTD.
4
4
5960
JEE MACH SECURITIES CO., LTD.
2
5
5870
KUANG LONG SECURITIES CO., LTD.
2

Top 5 Securities Brokerage Firms on Net Loss
(Million NT$)
Seq. No.
Firm No.
Name of Firm
Net Loss
1
7780
FU HSING SECRUITIES CO.,LTD.
-24
2
6380
KUANZ HO SECURITIES CO., LTD.
-12
3
1380
CLSA LTD., TAIPEI BRANCH
-11
4
1660
CIMB Securities Limited,Taiwan Branch
-9
5
6950
FUSHAN SECURITIES CO.,LTD.
-9

1 FCM which engaged in securities business on Net Loss
(Million NT$)
Seq. No.
Firm No.
Name of Firm
Net Loss
1
2200
Yuanta Futures Co., Ltd.
-20

Table 3
Lists of Securities Firms in Loss for Three Consecutive Months
Top 5 of 12 Integrated Securities Firms
Seq. No.
Firm No.
Name of Firm
1
6010
PRIMASIA SECURITIES CO., LTD.
2
1260
HORIZON SECURITIES CO.,LTD.
3
2180
ORIENTAL SECURITIES CO., LTD.
4
5260
TA CHING SECURITIES CO., LTD.
5
8150
TAISHIN SECURITIES CO., LTD.

Top 5 of 9 Securities Brokerage Firms
Seq. No.
Firm No.
Name of Firm
1
1660
CIMB Securities Limited,Taiwan Branch
2
1380
CLSA LTD., TAIPEI BRANCH
3
6950
FUSHAN SECURITIES CO.,LTD.
4
8490
WAN TAI SECURITIES CO., LTD.
5
7080
BRIDGE STONE SECURITIES CO., LTD.

Table 4
Lists of Securities Firms with Stockholders
 Equity below Paid-in Capital
4 Integrated Securities Firms
Seq. No.
Firm No.
Name of Firm
1
5110
FULL LONG SECURITIES CO., LTD.
2
8910
Barclays Capital Securities Taiwan Limited
3
6110
TAICHUNG COMMERCIAL BANK
4
1090
IBT SECURITIES CO., LTD.

5 Securities Brokerage Firms
Seq. No.
Firm No.
Name of Firm
1
7120
TAI AN SECURITIES CO., LTD.
2
7080
BRIDGE STONE SECURITIES CO., LTD.
3
6620
CHUAN TAI SECURITIES CO.,LTD.
4
1660
CIMB Securities Limited,Taiwan Branch
5
8660
VANTONE SECURITIES CO., LTD.

1 FCM which engaged in securities business
Seq. No.
Firm No.
Name of Firm
1
2200
Yuanta Futures Co., Ltd.

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